Reproduction and Responsibility:
The Regulation of New Biotechnologies
The President's Council on Bioethics
Washington, D.C.
March 2004 www.bioethics.gov
Chapter Six Commerce
With advances and innovations in assisted reproduction,
embryo research, and genetic screening and selection, there
have arisen new markets for elements of these technologies
and practices, including markets for gametes and embryos.
Developments in patent law, meanwhile, have raised issues
concerning the ownership of human genes, tissues, gametes,
and embryos. These developments have significant implications
for society’s approach to reproductive biotechnologies, and
for the formation of public and private attitudes about the
ethical and social significance of these technologies and
practices. They also have significant implications for the
way we understand property in the human body more broadly.
This chapter discusses commerce involving (1) gametes and
embryos (2) assisted reproductive technologies (ART) services
and (3) the patenting of human organisms.
I. Gametes and Embryos
A. Current Practices There has
long been a market for donated sperm in the United States.1
According to one commentator, there are at present “thousands
of sperm banks . . . in this country offering modest, yet
significant remuneration.”2
In 2000, the average payment to sperm donors was between $60
and $70 per donation.3
At the margins, there are individuals who aggressively market
their sperm for thousands of dollars per vial, and Internet
sperm brokers4
such as ManNotIncluded.com, which offers baby-making kits
to its customers.5
In the early 1980s, multimillionaire Robert Graham established
the “Repository for Germinal Choice,” which offered infertile
couples the opportunity to buy sperm donated by Nobel laureates.i
6
Donated ova are generally procured by one of the following
means: informally, from a close relative; indirectly, through
a brokerage; or directly, from an individual or an ART clinic.7
In vitro fertilization (IVF) clinics, brokers, and infertile
couples advertise for gamete donors.8
The structures of the ensuing transactions vary. Typically
donors are compensated for their time, efforts, and reasonable
expenses, rather than for the gametes themselves. While there
do not seem to be any definitive studies on the subject, it
appears that the vast majority of donors provide gametes anonymously
and without regard to specifically desired traits. There is,
however, evidence of some noteworthy exceptions to this approach.
For example, some brokerages (“pooled brokerages”) solicit
a pool of potential donors, create individual profiles (including
photographs, biographical data, information on physical characteristics,
medical histories, etc.), and establish a database. One such
brokerage, Egg Donation, Inc., seeks in a donor someone who
is “bright and attractive, between the ages of 21 years to
30 years, of any ethnic background, preferably who has completed
a college degree or is presently pursuing a college degree
and is in excellent health.”9
Another brokerage, Tiny Treasures, specializes in Ivy League
ovum donors. Its database includes photographs, SAT scores,
grade-point averages, and compensation requests. Compensation
for ovum donors from pooled brokerages varies. Egg Donation,
Inc., advises potential donors that the donor fee “will range
from $3,500 to $12,000.” As to which variables drive cost,
the website explains: “Asian and Jewish ovum donors are always
in demand. A tall, attractive donor with a masters [sic] or
doctorate degree will always receive higher compensation than
most other donors.” Ivy League donors from Tiny Treasures
seek anywhere from $8,000 to $20,000 compensation for a cycle
of ova retrieval.
Pooled brokerages charge potential recipients a fee to browse their
database of donors. Once a donor is selected, the brokerage begins the
“matching process,” which includes psychological screening, medical
screening, and legal consultation. Thereafter, a contract is executed
between the parties, and the process of stimulation and retrieval is
initiated.
Some couples advertise directly for ovum donors. Many advertise
in campus newspapers at prestigious colleges and universities.
One such advertisement at Vassar College offered $25,000 in
exchange for the ova of a “healthy, intelligent college student
or college graduate, age 21-33 with blue eyes and blonde or
light brown hair.”10
Another advertisement in the Stanford Daily offered
$50,000.11
An alternative means of acquiring ova is through so-called
“oocyte sharing,” an arrangement by which women undergoing
infertility treatment are given a price discount in exchange
for agreeing to share their ova with other patients. According
to the American Society for Reproductive Medicine (ASRM),
few details are published on how these transactions are structured,
but “[i]t seems that IVF patients in these sharing programs
generally donate up to half the oocytes retrieved in a single
cycle to another patient, in return for a 50%-60% reduction
in the total costs of the IVF cycle.”12
There does not seem to be a market in human embryos. There is
no evidence that early extracorporeal embryos are bought or
sold in the United States. As discussed in Chapter 2, individuals
and couples may donate to researchers and to other infertile
couples any “excess” embryos that remain after the completion
of infertility treatment.
B. Ethical Considerations
Payments for human gametes raise several ethical concerns. Some argue
that the commercialization of reproductive tissues might diminish
respect for the human body and human procreation. By putting human
reproductive tissue—the seeds of the next generation—up for sale in the
marketplace, it is argued that we stand to introduce a commercial
character into human reproduction, and to introduce commercial concerns
into the coming-to-be of the next generation. If the essential
materials of human procreation are regularly bought, sold, and esteemed
in accordance with market valuations (and indeed valued differently
based on the desirability of certain traits, as in ads in college
newspapers that offer premium prices for donors with particular
characteristics), the human meaning of bringing forward the next
generation may be obscured or undermined.
Others see such concerns as misleading and unjustified. They argue that
commerce in human gametes is no different from commerce in other
meaningful activities of life (like paying one’s doctor) or commerce in
other articles of special significance (like a religious text or a
wedding ring). They point out that the clinics and laboratories are
making money from assisting reproduction, and they suggest that it is
unfair that only the donor is excluded from financial benefit. They
further argue that the ability to buy and sell gametes helps otherwise
infertile couples to participate in the activities of human procreation
and child-rearing.
Ovum sales raise additional ethical concerns. The process
of retrieving ova is onerous and risky for donors. The high
fees paid to ovum donors—who are often from financially vulnerable
populations, such as full-time students—might create pressure
to undergo these invasive procedures. For those undergoing
infertility treatment themselves, incentive programs like
oocyte sharing may reduce the probability of successful pregnancy,
because such a program reduces the number of ova a donor has
available for transfer during a given ART cycle. An additional
concern is that a free market in ova could lead to discrimination
and greater inequality. The 1994 National Institutes of Health
(NIH) Human Embryo Research Panel speculated that an open
market for ova would lead to a two-tiered system in which
wealthy white ovum donors would receive high payments primarily
from IVF patients, whereas poor minority women would receive
substantially lower payments primarily from researchers.13
Finally, financial incentives for donation encourage individuals
to become the biological parents—sometimes many times over—of
children they will never know.ii
Alternatively, with the advent of laws providing children
with the right to know their biological parentage, such donors
may become involved in the lives of these children despite
their wish to remain anonymous.
However, not compensating individuals for donating
gametes raises still other ethical concerns. Financial incentives
increase supply in other markets and are likely to do the
same in the market for gametes for IVF. If there are no payments
for gametes, some couples might remain childless because of
an inadequate supply of eggs and sperm. Furthermore, given
the sacrifice that is made by many gamete donors—especially
ova donors—many argue that it would be unjust not to compensate
them. Finally, some argue that a free market in gametes ultimately
benefits all parties: those willing to provide their gametes
get the compensation they desire, and those willing to pay
for such gametes get the reproductive tissues they need to
undergo assisted reproduction.
C. Regulation
There are now no federal laws directly regulating the sale
of gametes. The National Organ Transplantation Act “makes
it unlawful for any person to knowingly acquire, receive,
or otherwise transfer any human organ for valuable consideration
for use in human transplantation if the transfer affects interstate
commerce.”14
While the term “organ” in this statute has been construed
to include fetal organs, it has never been extended to include
sperm, ova, or embryos. A number of states ban or otherwise
restrict the sale of embryos.iii
Only Louisiana explicitly bans the sale of ova. Virginia,
on the other hand, explicitly exempts ova from its prohibition
on the sale of body parts. California bans the sale of ova
for use in attempts at cloning-to-produce-children. Some states
broadly prohibit or limit the sale of organs or nonrenewable
tissues, but it is an open question whether ova fall within
the ambit of such prohibitions.iv
ASRM has issued ethical guidelines for its members on financial
incentives for oocyte donation. Following a discussion of
the ethical considerations implicated in payment or oocyte-sharing
programs, it concludes that these transactions are acceptable,
subject to certain limitations. First, ASRM calculates a “reasonable”
payment for oocyte donation by taking the average fee for
sperm donation ($60 to $75 for one hour) and multiplying it
by the number of hours spent in a medical setting during oocyte
donation (fifty-six hours). Thus, ASRM concludes that the
reasonable fee for an oocyte donor is $3,360 to $4,200. But
because this calculus might not account for the more onerous
nature of oocyte donation, ASRM concludes that “at this time
sums of $5,000 or more require justification and sums above
$10,000 go beyond what is appropriate.”15
ASRM concludes that oocyte sharing is permissible provided
that programs “formulate and disclose clear policies on how
oocytes are allocated, especially if a low number of oocytes
or oocytes of varying quality are produced.” The Society advises
that the reduction in fees resulting from oocyte donation
should not be contingent on the number or quality of ova retrieved.
Additionally, ASRM advises its members to adhere to certain
guidelines: to ensure that there is a physician assigned to
the oocyte donor (preferably not the fertility specialist
for the ova recipient), to disclose policies regarding medical
coverage for any complications experienced by the oocyte donor,
to ensure that advertising is accurate and responsible, to
avoid donors from recruiting agencies who have been paid exorbitant
fees, and to limit the number of times a woman undergoes retrieval
procedures “purely to provide oocytes to others.”16
In a separate Practice Committee Report, ASRM advises its
members to limit the number of stimulated cycles per oocyte
donor to six, in light of health risks associated with the
procedure. In the same document, ASRM advises its members
to “strive to limit successful donations from a single donor
to no more than 25 families per population of 800,000, given
concerns regarding inadvertent consanguinity in offspring.”17
II. Sale of ART Services
A. Current Practices
Assisted reproduction is a growing economic enterprise,
with gross revenues of $4 billion per year, serving one in
six infertile couples in the United States.18
The costs of assisted reproduction services are variable,
depending largely on the particular procedures undertaken.
For example, at one prominent clinic, the cost of an initial
consultation is $370, one IVF cycle using never-frozen embryos
is $9,345 (while transfer of cryopreserved embryos is only
$4,000 per transfer), preimplantation genetic diagnosis (PGD)
(for sex selection or disease screening) is $4,000, and intracytoplasmic
sperm injection (ICSI) (generally a prerequisite for PGD)
is $2,000. Preconception sex selection (by sperm sorting)
adds another $2,000. Most couples must undergo more than one
cycle to achieve a successful result—the most recently reported
percentage of live births per cycle (using never-frozen, nondonor
embryos) was 27 percent.19
ART clinics advertise for business, emphasizing the range of procedures
they offer to infertile couples.
Most infertility patients pay for ART services out-of-pocket,
for reasons discussed below. To reduce their financial burdens,
some clinics offer alternatives. One alternative, discussed
above, is oocyte sharing. Another offered by some clinics
is a “shared-risk” or “refund” program, in which infertile
patients pay a higher fee, with the understanding that if
they achieve an “ongoing pregnancy or delivery, the provider
keeps the entire fee.”20
However, if the treatment fails, “90%-100% of the fee is returned.”21
B. Ethical Considerations
The commercialization of ART services raises ethical concerns. Some of
these are similar to those already raised in other contexts.
Irresponsible clinicians may exploit the vulnerability and despair of
the infertile with misleading advertisements and solicitations. As
discussed in Chapter 2, commercial competition may induce IVF clinics
to try to boost their success rates by adopting risky procedures (such
as the transfer of an excessive number of embryos per cycle) or by
selectively excluding certain types of patients (such as older patients
or those whose chances of becoming pregnant are for other reasons low).
Finally, given that infertility treatment is expensive and that in the
United States insurance coverage for such services is rare, inequality
becomes a real concern, with ART available only to those who can afford
it. Many advocates for the infertile argue that the absence of
insurance coverage for assisted reproduction is the single greatest
problem facing such patients. They argue, for example, that the high
costs to patients create incentives to transfer many embryos per cycle,
leading to a greater incidence of multiple gestations.
Ethical questions may also be raised regarding ova sharing
and shared-risk programs. Ova sharing might induce women who
are providing the sharable supply of eggs to undergo risks
in greater superovulation, in order to harvest as many ova
as possible, or it may reduce a woman’s ultimate chances for
success, given that fewer ova are available for her own use.
Ova sharing also causes individuals to become biological parents
to children they will never meet. Shared-risk programs may
promote unrealistic expectations for success. Such programs
may induce clinicians to undertake unnecessary risks, or they
may create a conflict of interest between doctor and patient.
Many see this range of concerns as unjustified or excessive.
They argue that competition among clinics improves the quality
of ART services, by making each clinic accountable in the
marketplace. Some argue that the variety of treatment options—such
as ova sharing and shared-risk programs—allow patients to
choose which form of treatment and payment plan is best for
them, and that normal informed consent procedures ensure against
coercion and exploitation. To criticize irresponsible clinicians,
they argue, is not to criticize the commercialization of assisted
reproduction as such, but simply those who behave as irresponsible
practitioners of medicine, who should be held accountable
not through restrictions of commerce but enforceable standards
for all ART practitioners. Some argue that the high cost of
assisted reproduction is not a case against commerce as such,
but rather a case for states to require insurance coverage
of ART or for public subsidies for ART treatment. Finally,
some argue that competition among ART clinics is the only
way to control or reduce the cost of fertility treatment.
C. Current Regulation
Fourteen states now regulate insurance coverage of infertility
treatment.v
Some of these states mandate coverage of IVF, subject to certain
conditions: for example, by requiring that the treatment be
provided in conformity with guidelines of the American College
of Obstetricians and Gynecologists and ASRM.22
Certain states require coverage only of fertilization of a
donor’s own ova with her spouse’s sperm.vi
Although most states do not specifically mandate coverage
of assisted reproduction services, an insurance company’s
failure to cover such services may in some cases be challenged
by patients as a violation of the terms of their particular
contract. For example, if the contract provides coverage for
“illness” or “medically necessary procedures”—as most do—and
does not specifically exclude infertility services, patients
may argue that infertility falls into these categories and
must be covered. Courts are divided on such questions. For
example, in Kinzie v. Physician’s Liability Insurance Co.,
an Oklahoma appellate court held (as a matter of law) that
IVF is not medically necessary but rather elective. In Egert
v. Connecticut General Life Insurance Co., the court rejected
the defendant insurance company’s claim that infertility is
not an illness but rather the result of an illness, holding
such a claim to be an improper construction of the insurance
contract’s provisions and the insurance company’s internal
guidelines. Some insurance companies have refused to cover
IVF on the grounds that it is experimental, citing its less
than 50 percent rate of success.23
The Federal Trade Commission (FTC) has the authority to
investigate deceptive claims in advertising by health care
providers, including ART clinics, engaged in interstate commerce.
It has jurisdiction, for example, to investigate claims of
pregnancy success rates. FTC has the specific authority to
investigate claims made in promotional materials, advertisements,
contracts, consent forms, and other point-of-sale materials.
To prove deception, FTC must show that there has been a “representation,
omission, or practice that is likely to mislead the consumer”
and that such deception is likely to affect the consumer’s
choice regarding the purchase of a service or product. For
those clinics or individuals found to be engaged in deceptive
advertising or unfair competition, FTC can impose civil penalties
and cease-and-desist orders.vii
24
ASRM has issued guidelines on the subjects of advertising
and shared-risk or refund programs. ASRM enumerates eight
principles for advertising that should be followed by members:
(1) advertising must comply with FTC guidelines; (2) claims
must be supported by reliable data; (3) clinics should not
rank or compare success rates; (4) advertisements should not
unreasonably inflate expectations about success; (5) advertisements
including references to outcomes may not selectively omit
unfavorable data; (6) the method used to calculate success
must be clear; (7) the Practice Director is ultimately responsible
for all advertising content; and (8) when quoting statistics,
the following statement must be included: “A comparison of
clinic success rates may not be meaningful because patient
medical characteristics and treatment approaches may vary
from clinic to clinic.”25
In a separate ethics opinion, ASRM sets forth the ethical
concerns raised by “shared-risk” or “refund” programs, whereby
patients pay a higher initial fee that is refunded if the
treatment fails. Such concerns include the risks of exploitation,
unreasonable expectations, overly aggressive and unsafe efforts
to maximize chances for success, and conflict of interest.
Following this discussion, ASRM concludes that shared-risk
transactions may be ethically offered to patients lacking
health insurance coverage for treatment, provided certain
conditions are satisfied, namely, “that the criterion for
success is clearly specified, that patients are fully informed
of the financial costs and advantages and disadvantages of
such programs, that informed consent materials clearly inform
patients of their chances of success if found eligible for
the shared risk program, and that the program is not guaranteeing
pregnancy and delivery.” Additionally, ASRM advises its members
to clearly inform patients that “they will be paying a higher
cost for IVF if they in fact succeed on the first or second
cycle than if they had not chosen the shared risk program,
and that, in any event, the costs of screening and drugs are
not included.” To prevent the danger that shared-risk programs
may create incentives for clinicians to take actions that
might harm patients in pursuit of success (and to avoid a
refund), ASRM advises that patients be informed of the potential
conflicts of interest. Moreover, such patients should not
be given unusually high doses of hormones, and should be advised
of the risks of multifetal gestation.26
As with all other ASRM guidelines, these are suggestions rather
than directives.
III. Patenting Human
Organisms
A.Current Practices
The Constitution confers upon Congress the authority to regulate patent
rights: Article I, Section 8, provides in part that Congress shall have
the power “To promote the Progress of Science and useful Arts, by
securing for limited Times to Authors and Inventors the exclusive Right
to their respective Writings and Discoveries.” Although the concept of
patents (and intellectual property more generally) predates the
Constitution, the patent is a form of property right expressly
permitted by the Constitution.
A patent is an exclusive property right granted to an inventor
for a limited time (currently, in most cases, twenty years
from the filing date of the application). A patent grants
an inventor the right to exclude all others from making, using,
offering to sell or selling within, or importing into the
United States the process or article that is the subject of
the patent.27
The holder of a patent has a right to bring an enforcement
action in court against others who infringe the patent.28
A patent is a right to exclude others, not necessarily a right
to practice, make, or own the invention. A patent does not
necessarily grant the inventor a right to the tangible product
that results from the patented process. As a general matter,
Congress may define and restrict what is patentable, and otherwise
restrict patent rights by statute (for example, to promote
national security29).
The Patent Act, which has changed little since it was authored
by Thomas Jefferson and enacted in 1793, provides patent rights
for three types of patents: plant patents, design patents,
and utility patents. About 95 percent of all patents issued
are utility patents.30
A utility patent may be claimed by whoever “invents or discovers
any new and useful process, machine, manufacture or composition
of matter, or any new and useful improvement thereof.”31
To receive a patent, an invention must be novel, nonobvious,
and useful. A rich body of law, precedent, and agency practice
defines these terms; but in general the bar for meeting them
is not terribly high. Although traditionally, the inquiry
into a proposed invention’s “usefulness” might have considered
the moral value of the invention, current U.S. patent practices
do not take “morals” into account.
B. Ethical Considerations
To date, there have been patents issued on modified human tissues and
cell lines, and DNA molecules of human origin. The future prospect of
patenting human gametes and embryos is a source of much ethical
disquiet. First, a patent creates a quasi property right, and the idea
of one person or entity owning another—or part of another—raises deep
worries. Second, patents imply a seal of state sanction, making it a
matter of public concern which processes and products are made
patentable; some question whether human organisms or human parts,
modified or otherwise, ought to be among them. Finally, there is the
practical concern that patents on genes and the like create a property
right in a limited resource with wide utility, a resource that is
arguably part of our common human heritage. Patents, in this way, erect
a potential obstacle to the use of such resources for the benefits of
many.
A powerful counterpoint to these claims, however, is that patents
are a crucial mechanism to encourage the research and development
of useful advances in biomedical science and biotechnology.
By permitting researchers to protect the fruits of their labors
for a limited time, patents give investors the incentive to
commit resources to research and researchers the incentive
to make discoveries that ultimately benefit the public by
improving medicine and increasing the store of scientific
knowledge. As Lincoln famously said, patents “add the fuel
of interest to the fire of genius.” Yet a strong case can be made for drawing boundaries that
limit patentability to parts of the human organism and that
would exclude the developing human organism (embryos and fetuses)
from the domain of patentable matter. It is one thing to have
a property right in human cells or tissues; it is quite another
to have a property right in a whole human organism, even at
its earliest developmental stages.
C. Current Regulation
1. Patenting Living Things.
The foregoing analysis presupposes that the claimed invention
consists of patentable subject matter. The test for determining
this question is quite broad, with some limitations. The Supreme
Court has relied on the assertion that the statutory subject
matter for a patent includes “anything under the sun that
is made by man.”32
The Court recognized that “laws of nature, physical phenomena,
and abstract ideas” are not proper subject matter for patents.33
For example, minerals found in the earth, plants found naturally
occurring, and physical laws such as E=mc² are not
patentable subject matter.34
With respect, however, to those compositions of matter and
manufactures that are not naturally occurring (but are made
by man), the Court, interpreting the relevant existing patent
laws, held that the nature of the subject—including whether
or not the subject consists of a living organism—is irrelevant
to the issue of patentability. These were statutory, not constitutional,
interpretations. Congress, of course, retains its unquestioned
authority to enact legislation that could exclude certain
subject matter from patentability.
For about the first one hundred ninety years of its existence,
the Patent and Trademark Office (PTO) declined to grant patents
for inventions that were “products of nature,” including living
organisms.viii
35
With
a few possible exceptions, such as Pasteur’s 1873 patent for
a form of yeast, the “product of nature” doctrine prevailed.
In 1980, the Supreme Court departed from the “rule of nature”
doctrine in the landmark case, Diamond v. Chakrabarty.
The applicant sought protection for a form of bacteria that
had been genetically engineered to break down multiple components
of crude oil, useful, for example, to clean up oil spills.36
The patent examiner rejected the patent on two grounds: first,
the bacterium was a “product of nature,” and, second, as a
living thing, the bacterium was not patentable. The PTO’s
Board of Appeals upheld the rejection on the basis that the
bacterium was a living thing.37
The Supreme Court had to consider whether living organisms
could constitute a “new and useful process, machine, manufacture,
or composition of matter” within the meaning of the Patent
Act. Reviewing the history of the Act and relevant case law,
the Court embraced the notion that “anything under the sun
that is made by man”—whether a chemical compound, a machine,
a process, or a living organism—is proper subject matter for
a patent.38
The Court held that the nature of the subject matter for the
patent—even if a living thing—was not a proper basis on which
to deny an application. It concluded by noting that Congress
was free to amend the law either to expressly exclude living
organisms from coverage under the Act, or to add special provisions
similar to those that exist for plants.
In 1988, the Court of Appeals for the Federal Circuit extended
Chakrabarty’s holding beyond microbial organisms to
multicellular organisms (in this case, oysters), confirming
that higher life forms may constitute “anything under the
sun that is made by man” for purposes of patentability.39
The PTO has adopted the position that “nonnaturally occurring,
nonhuman multicellular living organisms, including animals,
[are] patentable subject matter within the scope of 35 U.S.C.
101.”40
In 1988, the PTO issued the first patent granted on a higher
animal, a transgenic mouse modified to be susceptible to cancer
(the “Harvard Mouse”).41
2. Patenting of Human Organisms.
Can a human organism at the embryonic, fetal, or any other
stage be the subject of a patent? Until recently, the only
express limitation on patents that cover human organisms was
an interpretative ruling of PTO, which states that the agency
will not grant a patent if “the broadest reasonable interpretation
of the claimed invention encompasses a human being.”42
It is not clear, however, what precisely the PTO meant by
“human being.” The PTO has issued at least one patent, US
6,211,429, which includes a “method for producing a cloned
mammal” that also covers “the living, cloned products produced
by each of the methods described.” This patent lacks the “nonhuman”
disclaimer that has previously been required for approval
under the relevant provisions of the Manual of Patent Examination
Procedure. While it is not clear how this broad patent
squares with the PTO’s policy of refusing to issue patents
that “encompass a human being,” a spokesman for the PTO has
reiterated that this policy remains in force, and there will
be no “patent claims drawn to humans.”43
A spokesman for the University of Missouri (the patent holder)
has asserted that the University would not grant permission
to use the patented process to clone a child.44
In 1997, a team of inventors sought to obtain a patent for
an invention that covers the production of human-animal chimeras
that could be up to (but not more than) 50 percent human.ix
Two years later, the PTO rejected the application, at one
point during the process issuing a “media advisory” suggesting
that a “morals” requirement still exists with respect to measurement
of utility.45
The PTO ultimately rejected the application on the grounds
that a claimed invention that “encompasses a human being”
is not patentable.46
The then-Commissioner of the PTO, Bruce Lehman, declared:
“There will be no patents on monsters, at least not while
I’m commissioner.” But the PTO did not explain why, given
that the application sought to cover only those organisms
that would be less than 50 percent human, the application
“encompassed” a human being. The agency has given no guidance
about whether there is a minimum threshold at which such a
patent could be obtained (for example, organisms that are
up to 10 percent human, or 5 percent human, or 1 percent human).
The only constitutional provision suggested to have any bearing on this
question is the Thirteenth Amendment, which prohibits slavery and
involuntary servitude; but it is possible this provision could be found
by the courts to apply only to live-born humans, not human organisms at
the embryonic or fetal stage.
Recently, Congress enacted a measure effectively prohibiting
the issuance of patents on human organisms. The Consolidated
Appropriations Act of 2004 provides, “None of the funds appropriated
or otherwise made available under this Act may be used to
issue patents on claims directed to or encompassing a human
organism.” 47
As further indication of the intended scope of this provision,
the manager’s statement for this amendment points to a June
22, 2003, colloquy wherein Rep. David Weldon (the amendment’s
sponsor) assured Rep. David Obey (the ranking minority member
of the House Committee on Appropriations) that the amendment
“would not interfere” with any existing patents on human genes
or human stem cells. Weldon further noted that the purpose
of the amendment was to affirm that “human life in any form
should not be patentable.” The Weldon Amendment thus proscribes
the patenting of human organisms at any stage of development.
It will remain effective for the duration of the relevant
appropriations period, namely, for the fiscal year ending
September 30, 2004. To continue in affect, it would have to
be included in subsequent appropriations bills or be enacted
as a freestanding, permanent law.
IV. Conclusion
Innovations in the reproductive biotechnologies and practices have
given rise to new markets and opportunities for commercialization.
There are currently no federal regulatory mechanisms that explicitly
govern the sale of gametes. Very few states have laws that speak to
this issue. There are voluntary professional standards that provide
guidance relating to gamete-donor protections and financial incentives
for gamete donation. The practice of assisted reproduction is subject
to governmental regulations that relate to insurance coverage and truth
in advertising. Professional societies have issued voluntary statements
providing guidance on advertising and on various approaches to the
payment for services. Finally, while patents have been issued for
living organisms (and even for certain processes for creating human
organisms), it is not now possible to patent a human organism itself at
any stage, in light of the Weldon Amendment and the policy of the PTO.
_________________
Footnotes
i.
The Repository closed its doors in 1998.
ii.
This concern has been voiced for decades, prompted by
the fact that, at least until recently, medical students
were the primary source of sperm donation, sometimes with
many children produced from a single sperm donor.
iii.
See, for example, Florida, Illinois, Louisiana, Michigan,
South Dakota, and Utah.
iv.
Eggs, while they may be technically “nonrenewable” (since
women are thought to be born with a finite number of them),
could be said to be so numerous as to constitute renewable
tissue.
v.
Arkansas, California, Connecticut, Hawaii, Illinois, Maryland,
Massachusetts, Montana, New Jersey, New York, Ohio, Rhode
Island, Texas, and West Virginia. (Source: ASRM website.)
vi.
See, for example, Arkansas.
vii.
FTC has initiated disciplinary actions against fertility
clinics for misrepresentation of reproductive service
successes. For example, in October 1991 FTC charged Reproductive
Genetics In Vitro, P.C., of Denver, Colorado, with making
false and unsubstantiated claims about the success of
its IVF program. The company claimed in its promotional
brochure that women who make a single attempt at conception
have a 25 percent chance of becoming pregnant and that
the clinic’s success rate was two-and-a-half times higher
than the national average of 10 percent. FTC alleged that
these claims were unsubstantiated and that the company
was failing to disclose that it excluded from its success
rate statistics those women who began the IVF program
but did not become pregnant because they never reached
the stage where a fertilized ovum was transferred into
their uterus. The allegations were settled by consent
agreement on January 15, 1992. In February 1992 FTC testified
before Congress in favor of a success-rate formula that
“takes into account all significant negative results.”
viii.
The PTO did grant patents in 1967 and 1968 that covered
microorganisms (Chakrabarty, 444 U.S. at 314, n.9).
ix.
See Magnani, T., The Patentability of Human-Animal
Chimeras, 14 Berkley Tech. L. J. 443, 443 (1999).
The inventors—Stuart Newman and Jeremy Rifkin—claim to
have sought the patent for use in the purest form of a
patent; that is, they stated that their intention was
to prevent anyone from producing human-animal chimeras
during the life of the patent, for the purpose of allowing
greater policy discussions to occur before such creatures
would be created.
_________________
Endnotes
1.
Alpers, A., et al., “Commodification and Commercialization
in Human Embryo Research,” Stanford Law and Policy Review
6: 39-45, 1995.
2.
Baum, K., “Golden Eggs: Towards the Rational Regulation
of Oocyte Donation,” Brigham Young University Law Review
107-166 (2001).
3.
Ethics Committee, American Society for Reproductive Medicine,
“Financial Incentives in Recruitment of Oocyte Donors,”
Fertility and Sterility 74: 216-220 (2000).
4.
Andrews, L., “Changing Conceptions: Governance Challenges
in the Engineering of Human Life,” an unpublished draft
paper, June 2003, cited with the author’s permission.
8.
Ethics Committee, ASRM, “Financial Incentives,” op. cit.
10.
Shanley, M., “Collaboration and Commodification in Assisted
Procreation: Reflections on an Open Market and Anonymous
Donation in Human Sperm and Eggs,” Law and Society Review
36: 257-280 (2002).
11.
Healy, B., “Donors at Risk: The High Cost of Eggs,” U.S.
News & World Report, January 13, 2003, p. 44.
12.
Ethics Committee, ASRM, “Financial Incentives,” op. cit.
15.
Ethics Committee, ASRM, “Financial Incentives,” op. cit.
18.
Andrews, L., “Changing Conceptions,” op. cit.
19.
Centers for Disease Control and Prevention (CDC), 2001
Assisted Reproductive Technology Success Rates, National
Summary and Fertility Clinic Reports, Atlanta, Georgia:
Government Printing Office, 2003, p. 17.
22.
See, for example, Ark. Code Ann. §§ 23-85-137, 23-86-118.
23.
“In Vitro Fertilization: Insurance and Consumer Protection,”
Harvard Law Review 109: 2092-2109 (1996).
24.
See generally 15 U.S.C. § 45.
26.
Ethics Committee, ASRM, “Shared-Risk,” op. cit.
28.
35 U.S.C. § 281 et seq.
29.
See, for example, 42 U.S.C. § 2181(a).
30.
R.R. Donnelly & Sons, Co. v. U.S., 40 Fed. Cl.
277, 279 n.6 (Ct. Fed. Cl. 1998).
32.
Diamond v. Chakrabarty, 447 U.S. 303, 309
(1980) (quoting legislative history).
35.
See, for example, Funk Bros. Co. v. Kalo Innoculant
Co., 333 U.S. 127, 130-131 (1948).
36.
See Chakrabarty, op. cit., at 305.
39.
In re Allen, 846 F. 2d 77 (Fed. Cir. 1988).
40.
U.S. Patent and Trademark Organization, Manual of Patent
Examination Procedure, section 2105.
41.
55 BNA Patent, Trademark & Copyright J. 1371 (April
9, 1998).
42.
Manual of Patent Examination Procedure, § 2105 (eighth
ed., 2001).
43.
Gillis, J., “A New Call for Cloning Policy; Group Says Patent
Would Apply to Human Embryos,” Washington Post, May
17, 2002, p. A12.
45.
55 BNA Patent, Trademark and Copyright J. 1371 (April 9,
1998).
46.
58 BNA Patent, Trademark and Copyright J. 1430 (June 17,
1999).
47.
Pub. L. No. 108-199, 118 Stat. 3.
|